Compliance Associate / Analyst
City of London
Permanent
Hybrid (4/1 split)
cer Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Associate / Analyst to work with them on a permanent basis.
The responsibilities of the candidate will include:
- Support delivery of the Compliance Monitoring Programme in line with Financial Conduct Authority and Prudential Regulation Authority requirements
- Identify and monitor regulatory and financial crime risks across the business
- Assist in developing compliance frameworks, policies, and procedures
- Conduct horizon scanning and assess regulatory changes
- Provide compliance advice and support reporting and regulatory submissions
- Help investigate and resolve compliance issues
- Support financial crime activities (CDD, sanctions, risk assessments, control testing) alongside the Deputy MLRO
- Contribute to trade surveillance, communications monitoring, and policy reviews
- Provide cover for the Compliance Manager and assist with ad hoc projects
The successful candidate will have:
- Bachelor’s degree in law, finance, risk or related discipline preferred
- Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage although not essential
- 1-3 years of experience in compliance within wholesale banking and/or trade finance
- A good understanding of regulatory rules/laws, industry issues and business operations
- Knowledge of financial crime and regulatory requirements