Operational Risk Management and Enterprise Risk Management: Lead the processes for operational risk identification and assessment, analyzing internal company processes to identify potential operational risks, while also developing and monitoring Key Risk Indicators (KRIs). Execute Risk and Control Self-Assessments (RCSA) and regularly report the risk status to senior management, ensuring the robustness of company operation.
Risk Incidents Reporting: Provide detailed reports on unusual incidents and propose risk control measures to comply with regulatory requirements from entities such as the SFC and to meet company governance standards.
Business Continuity Planning (BCP) and Crisis Management: Provide guidance and support to subsidiaries for BCP and Business Impact Analysis (BIA) to ensure effective responses to potential crises.
New License Applications: Support the development of policies and procedures related to risk management for new cryptocurrency license applications.
Subsidiary Risk Mechanism Integration: Collaborate with the group’s business expansion to assist subsidiaries in enhancing their risk mechanisms, aligning them with the group’s risk framework and corresponding regulations.
Due Diligence Questionnaire (DDQ) Support: Provide necessary support for the group’s due diligence and risk-related projects.
Audit and Compliance Support: Assist with the group’s auditing processes, participate in annual compliance reviews, and conduct SOC 1 and SOC 2 audits.
Risk Management Policies and Standard Operating Procedures (SOP) Development: Participate in the writing and reviewing of operational risk-related policies and SOPs to ensure compliance and effectiveness of processes.
Requirements
Bachelor’s degree or above, with a professional background in finance, risk management, business, or a related field.
Over 5 years of operational risk management experience in banking, brokerage, cryptocurrency, or related industries; experience in management roles is preferred.
Familiarity with the regulatory environment of the cryptocurrency industry and best practices in operational risk management.
Excellent written and verbal communication skills in both Chinese and English, with strong interpersonal skills to effectively collaborate across departments and engage in discussions with senior management.
High level of responsibility and ability to work independently, maintaining professional judgment under pressure.
Proficiency in using risk management tools and software, as well as data analysis tools.
Professional certifications in financial risk management, risk assessment, or related fields are preferred (e.g., FRM, CFA, etc.).