Compliance Analyst

AlphaSense
Pune, India
On-siteCareer-pivot friendly

Who this role is best for

Strong fit for detail-oriented professionals who review and research financial and regulatory content, with experience in compliance or legal support roles.

Best fit for

  • Detail-oriented professionals with experience in compliance or legal support roles
    — “1-2 years of experience in research, compliance, legal support or operations roles”
  • Candidates who can thrive in a global, fast-paced environment with tight deadlines
    — “fast-paced, so agility and ability to work under a tight deadline are key”

Things to consider

  • Must be able to work across global time zones for 24x5 compliance support
    — “providing critical coverage across global time zones”
  • Requires strong English communication and proofreading skills
    — “strong written and verbal fluency in English and reading comprehension with proofreading”

How to stand out

  • Highlight experience with identifying and redacting sensitive information in transcripts
    — “detect and resolve any instances of material nonpublic and confidential information”
  • Emphasize ability to conduct independent research using financial and regulatory databases
    — “Conduct advanced research of financial reports and regulatory filings using internal databases”
  • Demonstrate adaptability and experience in managing time-sensitive, dynamic workflows
    — “thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities”
Pace · Fast PacedCollaboration · MediumAutonomy · MediumDecision Impact · Team

Derived from job-description analysis by Serendipath's career intelligence engine.

What success looks like

  • Detected and resolved instances of material nonpublic and confidential information
Typical background
1-2 years of experience in research, compliance, legal support or operations roles

Skills & requirements

Required

Compliance ReviewAdvanced ResearchDue DiligenceAdministrative Tasks

Preferred

Experience In Research Or Compliance Roles

Stack & domain

Compliance ReviewDue DiligenceResearchFinancial ReportsRegulatory FilingsAdministrative TasksData TrackingOperational EfficiencyAttention To DetailWritten And Verbal FluencyReading ComprehensionProofreadingDraftingInvestigative/researchPrioritizationTime ManagementOrganizationAdaptabilityInnovationComplianceLegal SupportOperationsParalegalLegal AssistantAnalystBpo/editorial Specialist

About the role

Original posting from AlphaSense via Greenhouse

About AlphaSense: 

AlphaSense is the AI platform redefining market intelligence and workflow orchestration, trusted by thousands of leading organizations to drive faster, more confident decisions in business and finance. The platform combines domain-specific AI with a vast content universe of over 500 million premium business documents — including equity research, earnings calls, expert interviews, filings, news, and internal proprietary content. Purpose-built for speed, accuracy, and enterprise-grade security, AlphaSense helps teams extract critical insights, uncover market-moving trends, and automate complex workflows with high-quality outputs. With AI solutions like Generative Search, Generative Grid, and Deep Research, AlphaSense delivers the clarity and depth professionals need to navigate complexity and obtain accurate, real-time information quickly. For more information, visit www.alpha-sense.com. Come join us.

About the Team:

Tegus by AlphaSense facilitates extremely valuable calls between our clients and experts. Given the proprietary insights in these conversations, compliance is critical to our business, and a key component of our value add. The Compliance Team provides our clients with actionable insights while maintaining the highest legal and regulatory standards. 

About the Role:

This role will be part of our growing India Compliance Review team, providing critical coverage across global time zones to help ensure 24x5 compliance review support for our U.S. and international operations. As a Compliance Analyst, you will play a crucial role in supporting our content generation while protecting our clients from potentially sensitive information. You will gain extensive knowledge of Tegus’ cutting edge compliance program to facilitate the review of expert call transcripts. This role is fast-paced, so agility and ability to work under a tight deadline are key.

What You’ll Do: 

Review expert call transcripts to detect and resolve any instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards.

Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary.

Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain.

Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment.

Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency.

Who You Are:

1-2 years of experience in research, compliance, legal support or operations roles — such as  paralegal, legal assistant, analyst, or BPO/editorial specialist or similar — is preferred, but not required.

Acute attention to detail and strong written and verbal fluency in English and reading comprehension with proofreading, drafting, and investigative/research experience.

Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently.

Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities and contribute to innovative solutions that support Tegus’ business needs.

AlphaSense is an equal-opportunity employer. We are committed to a work environment that supports, inspires, and respects all individuals. All employees share in the responsibility for fulfilling AlphaSense’s commitment to equal employment opportunity. AlphaSense does not discriminate against any employee or applicant on the basis of race, color, sex (including pregnancy), national origin, age, religion, marital status, sexual orientation, gender identity, gender expression, military or veteran status, disability, or any other non-merit factor. This policy applies to every aspect of employment at AlphaSense, including recruitment, hiring, training, advancement, and termination.

In addition, it is the policy of AlphaSense to provide reasonable accommodation to qualified employees who have protected disabilities to the extent required by applicable laws, regulations, and ordinances where a particular employee works.

Recruiting Scams and Fraud

We at AlphaSense have been made aware of fraudulent job postings and individuals impersonating AlphaSense recruiters. These scams may involve fake job offers, requests for sensitive personal information, or demands for payment. Please note:

AlphaSense never asks candidates to pay for job applications, equipment, or training.

All official communications will come from an @alpha-sense.com email address.

If you’re unsure about a job posting or recruiter, verify it on our Careers page.

If you believe you’ve been targeted by a scam or have any doubts regarding the authenticity of any job listing purportedly from or on behalf of AlphaSense please contact us. Your security and trust matter to us.

Source: AlphaSense careers (Greenhouse)

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