Strong fit for experienced financial professionals who manage client relationships and develop tailored financial plans, with a preference for those in California and capable of hybrid work arrangements.
Derived from job-description analysis by Serendipath's career intelligence engine.
Original posting from Foundation Risk Partners via Greenhouse
Foundation Risk Partners, one of the fastest growing insurance brokerage and consulting firms in the US, is adding a Financial Advisor to their LBW team in Valencia, CA.
This is a hybrid role.
This role is an excellent opportunity to earn additional compensation, referral bonuses, and enjoy a variety of valuable company perks!
Essential Functions:
Mange and nurture an existing book of business while continuously prospecting for new clients
Analyze client financial information and create tailored financial plans aligned with their goals
Present financial plans to clients, discuss recommendations, and agree on next steps
Implement financial plans and monitor performance, making adjustments as needed
Provide ongoing client service, communication, and support to ensure long-term satisfaction
Prepare and deliver financial planning sessions, presentations, or seminars to drive new business opportunities
Contribute to developing new sales & marketing strategies
Build and maintain strong, long-term client relationships to support retention and growth
Coordinate referrals or consultations with other professionals as appropriate
Comply with all Federal, State, Local, Broker-Dealer, and LBW rules and regulations
Complete all required Continuing Education requirements
Participate in ongoing training to stay current on the financial industry trends, regulations, and products. LBW values a commitment to lifelong learning
Licenses, Certifications & Education:
FINRA Series 66 license at a minimum. Alternatively, a combination of a Series 63 and Series 7 or Series 6
Valid CA Drivers License (Required)
California Life Insurance License is a plus
CFP or ChFC designation preferred but not required
Bachelor’s degree in business, finance, sales, marketing or related field, OR a minimum of four years of professional experience in financial services
Qualifications:
Demonstrated success of maintaining a book of fee and/or commission -based clients
Expertise in 401(k) and other qualified plans is a plus
Exceptional communication, presentation, time-management, and organizational skills
Strong networking abilities within businesses and personal communities
Ability to listen to client needs and provide suitable financial solutions
Proficiency with computer systems and Microsoft Office Suite is required
Disclaimer:
While this job description is intended to be an accurate reflection of the job requirements, management reserves the right to modify, add, or remove duties from particular jobs and to assign other duties as necessary.
Equal Employment Opportunity (EEO):
FRP provides equal employment opportunity to qualified persons regardless of race, color, sex, religion, national origin, age, sexual orientation, gender identity, disability, veteran status, or any other classifications protected by law.
Benefits:
FRP offers a comprehensive range of health-related benefit options including medical, vision, and dental. We offer a 401(k) with company match, company paid life insurance, STD, LTD and a generous PTO policy starting at 18 days per year plus 10 paid holidays & 2 floating holidays!