Aimed at entry-level compliance professionals who can adapt to a fast-paced, regulated financial services environment and contribute to innovative product development in Limassol.
Derived from job-description analysis by Serendipath's career intelligence engine.
Original posting from Trading212 via Ashby
OUR MISSION IS TO ENABLE EVERYONE TO BUILD WEALTH
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Тoday, we serve over 4.5 million clients, with more than €50 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.
YOUR ROLE
As part of our compliance team, you’ll provide expert advice and ensure that we meet and exceed regulatory standards across all current and upcoming products and services. Your role will touch on everything from the complaints management framework, product governance, to managing conduct risks, ensuring the integrity of our operations.
WHAT YOU’LL DO
- Advise on compliance for all products and services, covering key areas like product governance, assessment of appropriateness, conflict of interest, outsourcing, treating customers fairly, financial promotions, etc.
- Review and approve clients complaints and ensure adherence to the complaints management framework.
- Review and approve Financial Promotions and Client Communications.
- Maintain up-to-date compliance policies and procedures.
- Conduct desk-based reviews of our systems, procedures and controls as part of the Compliance Monitoring Program.
- Produce risk assessments, management information (MI), and board-level compliance reports, as well as regular and ad-hoc regulatory filings.
WHAT YOU'LL NEED
- Excellent ability to understand the business, think commercially, and excel in high-ownership roles.
- Proven ability to thrive and adapt in a fast-paced, online environment.
- Degree in Law, Finance, or a related field
NICE TO HAVE
- Up to 2 years in a compliance capacity within regulated firms (or similar financial institutions).
- Knowledge of regulatory compliance frameworks and industry guidelines.
WHAT WE OFFER
- Challenges that will help you grow and realise your potential really fast
- Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
- Work with smart, spirited, helpful, high-performing colleagues with a common goal
- An environment where nothing is set in stone
- Appreciation for your talent and ideas
- Generous remuneration package including annual bonuses, participation in the company’s provident fund, and a prime location office in the center of Limassol with a dedicated parking space.
Bring your ambition to Europe’s fastest-growing mobile broker!
We thank all applicants, but only candidates selected for interview will be contacted. All personal data of applicants is protected by law and treated with strict confidentiality.
Source: Trading212 careers (Ashby)