Internal Controls Readiness - Assistant Vice President

iCapital
Jaipur, IN
On-siteCareer-pivot friendly

Who this role is best for

Geared toward candidates with IT audit or compliance experience comfortable with control testing and vendor risk assessments.

Best fit for

  • Candidates with 2–5 years in IT audit or compliance and a track record in control testing.
    — “2–5 years of experience in IT audit, internal audit, IT risk, compliance or information security.”
  • Professionals skilled in organizing and communicating complex audit findings effectively.
    — “Exceptional organizational, time management, and written and verbal communication skills.”
  • Individuals who thrive in a collaborative environment and can manage stakeholder expectations.
    — “The ideal candidate will excel in navigating a complex stakeholder landscape while managing concurrent tactical and strategic initiatives.”

Things to consider

  • The role requires on-site presence in Jaipur for four days of the workweek.
    — “Employees in this role will work in the office four days, with the flexibility to work remotely one day (Friday).”
  • Candidates must be proficient in audit management software like ACL or IDEA.
    — “Proficiency in audit management software (e.g., ACL, IDEA) and Microsoft Office Suite”

How to stand out

  • Highlight experience with IT General Controls and remediation strategies in your resume.
    — “Experience with IT General Controls with regards to Logical Access, Change Management, IT Operations testing.”
  • Demonstrate your ability to independently apply audit methodologies during interviews.
    — “demonstrate the ability to independently apply the department’s audit methodology.”
  • Showcase your track record in cross-functional team collaboration and stakeholder management.
    — “collaborate with senior leadership and cross-functional teams to drive audit excellence.”
  • Emphasize your skills in maintaining a Control Library and reporting tools.
    — “Maintain a Control Library aligned with the Risk Register with relevant control attributes.”
  • Demonstrate your ability to identify root causes and implement corrective actions.
    — “Develop and implement mechanisms for issue, complaint, and incident reporting to identify errors and remediate root causes.”
Pace · SteadyCollaboration · HighAutonomy · MediumDecision Impact · Team

Derived from job-description analysis by Serendipath's career intelligence engine.

What success looks like

  • Support the audit team throughout the audit lifecycle
  • Collaborate with senior leadership and cross-functional teams to drive audit excellence
Typical background
2–5 years of experience in IT audit, internal audit, IT risk, compliance or information security

Skills & requirements

Required

IT General ControlsAudit MethodologyAudit LifecycleControl TestingControl DesignControl FindingsControl ManagementThird-party Vendor Audit ReportsGRC ToolIssue TrackingComplianceAudit Management SoftwareMicrosoft Office Suite

Preferred

ACLIDEA

Stack & domain

IT General ControlsThird-party Vendor Audit ReportsGRC ToolIssue TrackingComplianceACLIDEAMicrosoft Office SuiteInterpersonal SkillsOrganizational SkillsTime ManagementWritten And Verbal CommunicationInternal AuditIT Risk

About the role

Original posting from iCapital via Greenhouse

About the Role

iCapital is seeking an Assistant Vice President, Internal Controls Readiness, to support the Enterprise Risk Management program. This individual will provide hands-on support to the audit team throughout the audit lifecycle, ensuring that evidence, testing, documentation and follow-up activities are completed accurately and on schedule. The individual will demonstrate the ability to independently apply the department’s audit methodology. They will participate in all phases of the audit from planning to reporting, including understanding business operations, scoping the audit, identifying risks and controls, designing and executing testing with minimal oversight and assisting with the writing of audit reports This position will collaborate with senior leadership and cross-functional teams to drive audit excellence and a strong control environment.

The Individual: The ideal candidate will excel in navigating a complex stakeholder landscape while managing concurrent tactical and strategic initiatives. They will possess the ability to perform assessments of IT General Controls and prepare appropriate working papers, including gathering information around understanding the IT environmental and requesting data to support these activities and assist in the Third-Party Vendor audit reports reviews. This individual will maintain a proactive and logical approach to information gathering and present complex ideas through clear communications.

Responsibilities

Control Library: Maintain a Control Library aligned with the Risk Register with relevant control attributes.

Control Design: Design and implement tests to assess the effectiveness of internal controls and compliance with regulatory standards.

Control Testing: Perform control testing across financial, operational, and IT domains, including walkthroughs, re-performance, inspection, and observation techniques.

Control Findings: Review and evaluate evidence to identify control deficiencies and recommend remediation strategies.

Control Management: Collaborate with cross-functional teams to address audit findings and implement corrective actions.

Third Party Review: Perform vendor risk assessments and review third-party control reports from an IT risk standpoint.

GRC Tool: Support the development and enhancement of reporting tools and dashboards

Issue Tracking: Develop and implement mechanisms for issue, complaint, and incident reporting to identify errors and remediate root causes.

Compliance: Ensure compliance with regulatory requirements and industry best practices related to audit.

Qualifications

Education: Bachelor’s degree in Information Technology, Computer Science, Accounting, Finance, Cybersecurity, Internal Audit or related discipline.

Experience: 2–5 years of experience in IT audit, internal audit, IT risk, compliance or information security.

Presence: Strong work ethic, resourceful disposition, and solutions-oriented mindset with interpersonal skills that enhance partner capacity.

Attributes: Adaptable and entrepreneurial; a willingness to roll up sleeves and get stuff done.

Skill: Exceptional organizational, time management, and written and verbal communication skills. Proficiency in audit management software (e.g., ACL, IDEA) and Microsoft Office Suite

Knowledge: Strong understanding of audit and control frameworks, operational risk assessment methodologies, and industry regulatory compliance requirements.

Experience: Experience with IT General Controls with regards to Logical Access, Change Management, IT Operations testing.

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office four days, with the flexibility to work remotely one day (Friday). 

Benefits

iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance; and generous paid time off (PTO).

For additional information on iCapital Network, please visit https://www.icapitalnetwork.com/about-us  Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc

Source: iCapital careers (Greenhouse)

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